| 13-02432 | 03/09/2016 | Claimant(s): Brian Melbourne, Brian Shepherd
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Edward W. Morris, Carol Maria Luttati, Jon Martino
Hearing Site: New York, NY
| | |
| 13-03223 | 02/05/2016 | Claimant(s): Nwakerendu Uche
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): George Sommerfeld, Lynne M. Reid-McQueen, Edward W. Morris
Hearing Site: New York, NY
| | |
| 14-03762 | 02/05/2016 | Claimant(s): Oliver Pinkard
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Dwarka Persaud
Respondent Lawyers(s): Dwarka Persaud
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
|  | $50,680 |
| 14-02717 | 01/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Gavin Natelli
Respondent Lawyers(s): John P. Nulty
Arbitrator(s): Linda J. Baer, Edward W. Morris, Michael Joseph Mignano
Hearing Site: Newark, NJ
| | |
| 15-01421 | 01/11/2016 | Claimant(s): Vera Bensimhon
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Abraham Bensimhon, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Adam J. Gana, Ronald Heineman
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $44,317 |
| 14-01741 | 01/07/2016 | Claimant(s): Crosstown Plumbing Supply.
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Howard W. Hirschhorn, Edward W. Morris, Ronald J. Colombo
Hearing Site: Newark, NJ
| | $346,881 |
| 15-00011 | 12/14/2015 | Claimant(s): Pamela Averick, Averick Financial LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machinski
Arbitrator(s): Joseph J. Arata, Howard D. Jacob, Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 13-00310 | 08/10/2015 | Claimant(s): Julie Lefkowitz, E. Lefkowitz Trust
Claimant Lawyers(s): Peter H. McCallion
Respondent(s): Oppenheimer & Co.., John Miller
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: New York, NY
| | $0 |
| 14-00243 | 04/01/2015 | Claimant(s): Lisa Pavlakis
Claimant Lawyers(s): Richard C. Schoenstein
Respondent(s): George Morris, Blackwall Capital Markets.
Respondent Lawyers(s): George Morris, Robert M. Bursky
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $107,576 |
| 14-02041 | 12/26/2014 | Claimant(s): Lillian Seidman
Claimant Lawyers(s): Lillian B. Seidman
Respondent(s): Miller Tabak + Co.
Respondent Lawyers(s): Jeffrey Miller
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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