| 07-02981 | 09/03/2008 | Claimant(s): Ryan Beck & Co.,
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Herbert Hunt
Respondent Lawyers(s): Herbert Hunt
Arbitrator(s): Rita E. Tholt
Hearing Site: Cleveland, OH
| | |
| 07-01228 | 08/14/2008 | Claimant(s): Puccinelli PRFT Shr TT 2-1-84, Puccinelli Retire Tst 6-26-00, Puccinelli Trust 10-1-1998
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Brian Bruscino, NatCity Investments., National City Insurance Group.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): James A. Laurenson, James Dale Ellis, Scott C. Matasar
Hearing Site: Cleveland, OH
|  | $0 |
| 07-02094 | 07/23/2008 | Claimant(s): Mark Fritz
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Daniel Schrieber, Granite Financial Group
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sanford Heiser, Thomas R. Skulina, Harvey Michael Rosenberg
Hearing Site: Cleveland, OH
| | $0 |
| 06-02827 | 06/11/2008 | Claimant(s): William Katz
Claimant Lawyers(s): James Graven
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister
Hearing Site: Cleveland, OH
| | $100,000 |
| 07-01118 | 05/22/2008 | Claimant(s): Kim Yonkers and Linda Yonkers
Claimant Lawyers(s): David Neuman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cleveland, OH
| | $25,000 |
| 07-03237 | 04/17/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Thomas Huss
Respondent Lawyers(s): Thomas Huss
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $0 |
| 07-02278 | 04/02/2008 | Claimant(s): Walter Moore
Claimant Lawyers(s): Victor A. Mezacapa
Respondent(s): Richard Tanner
Respondent Lawyers(s): Roger W. Van Deusen
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | |
| 07-02723 | 03/25/2008 | Claimant(s): Maria Monteagudo
Claimant Lawyers(s): Maria Delia Monteagudo
Respondent(s): Craig Gould, Wunderlich Securities
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $9,000 |
| 04-08117 | 03/12/2008 | Claimant(s): Deborah A. and Nick C. Kreatsoulas
Claimant Lawyers(s): Reggie C. Giffin
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Jeffrey M. Bain, Robert G. Conway, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | $421,031 |
| 07-00970 | 02/15/2008 | Claimant(s): Kevin Doss
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz
Hearing Site: Cleveland, OH
| | |
