| 20-03060 | 08/10/2021 | Claimant(s): Christopher McDowall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Elena G. Rodriguez
Hearing Site: San Juan, PR
| | |
| 19-02141 | 06/18/2021 | Claimant(s): Osiris Pared
Claimant Lawyers(s): Osiris Anthony Pared
Respondent(s): Carmen Trigo Suarez, Santander Securities LLC, Marko Rendic
Respondent Lawyers(s): Carmen Georgina Trigo Suarez, Frances Pesquera, Mauricio O. Muniz Luciano
Arbitrator(s): Robert G. Bannon, Ronald Childress, William G Brown
Hearing Site: San Juan, PR
|  | Dismissed by Rule 12206 |
| 20-04181 | 06/02/2021 | Claimant(s): William Williamson
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Santander Securities LLC
Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
| | |
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): LPL Financial LLC, Santander Securities LLC
Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 20-02568 | 12/23/2020 | Claimant(s): Beatriz Vida
Claimant Lawyers(s): Laura T. Ruiz Rivera
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 19-02305 | 10/29/2020 | Claimant(s): Maria Nevares Bengoechea
Claimant Lawyers(s): Mohammad R. Nasereddin
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Gabriel A. Miranda-Rivera
Arbitrator(s): David A. Schuler, Thomas Fred Meyer, Ronald Stephen Robins
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
| 19-02352 | 09/08/2020 | Claimant(s): Juan F. Woodroffe Retirement Plan
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Jorge I. Peirats
Arbitrator(s): Sherri Lynne Kimmell
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
| 18-04030 | 08/07/2020 | Claimant(s): Inversiones Aida y Luis Inc., a/k/a
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Sherry R. Wetsch, William Gilbert Faulk, Mark J. McCarthy
Hearing Site: San Juan, PR
| | $0 |
| 19-01565 | 04/27/2020 | Claimant(s): Arnaldo Garcia and Sylvia Martinez, Daniel, Eduardo and Barbara Martinez, Eduardo Martinez and Barbara Martinez
Claimant Lawyers(s): Osvaldo Carlo
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): JoAnne Lewis Nolte, Joseph Neal Richardson, Marc H. Baer
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
| 19-02980 | 02/24/2020 | Claimant(s): Amparo Mendez Class
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
| | $50,600 |
