| 18-01373 | 03/13/2019 | Claimant(s): Shannan Denison
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | |
| 16-01111 | 02/28/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Nicholas Disesso
Respondent Lawyers(s): Nicholas Modesto Disesso
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Peter John Maurice Forbes
Hearing Site: Newark, NJ
| | |
| 17-03415 | 02/27/2019 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
| 18-03242 | 02/26/2019 | Claimant(s): Penny Eiffert
Claimant Lawyers(s): Penny P. Eiffert
Respondent(s): Chance Hodges, Erin Stieler, Karen Wilson Thissen, Susan Johnk, Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H, Crowder
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: New Orleans, LA
|  | $0 |
| 17-00254 | 02/22/2019 | Claimant(s): Carrie Ford, Watkins Family Trust
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Carroll Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Mary Ann Etzler, Lorraine Naomi Pitre
Hearing Site: Orlando, FL
| | $15,300 |
| 17-02200 | 02/07/2019 | Claimant(s): Joel Christie, Kusum Christie
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry Giurato
Arbitrator(s): Gary E. Marcus, John Alan Hawke, David Schwartzberg
Hearing Site: Tampa, FL
| | Expungement |
| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
| | |
| 18-00766 | 01/28/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 18-00790 | 01/25/2019 | Claimant(s): David Garrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert L. Chisolm
Hearing Site: Kansas City, MO
| | |
| 17-01965 | 01/22/2019 | Claimant(s): Geralyn DeMagistris, Robert DeMagistris
Claimant Lawyers(s): Geralyn DeMagistris
Respondent(s): Ameriprise Financial Services., John Rhodes
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
| | Expungement |
