Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02284 | 08/30/2019 | Claimant(s): Cynthia Dahlstrom, Dana Proctor, David Dahlstrom, David D. Dahlstrom & Cynthia G.Dahlstrom Claimant Lawyers(s): Anthony B. Bingham Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ed Barkel Arbitrator(s): I Douglas Dunipace, Loren Scott Buell, Jerome Allan Landau Hearing Site: Phoenix, AZ |  | $0 |
| 18-03137 | 08/21/2019 | Claimant(s): Gail Higashi, Kevin Higashi Claimant Lawyers(s): Lisa Anne Smith Respondent(s): Jacob Kagele Respondent Lawyers(s): Dennis A. Rosen Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | | $35,632 |
| 19-00460 | 08/15/2019 | Claimant(s): Hennessee Family Trust Claimant Lawyers(s): Paul C. Cox Respondent(s): Wells Fargo Clearing Services, William Paynter Respondent Lawyers(s): Jeffrey Rodgers Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | | Expungement |
| 18-04437 | 07/31/2019 | Claimant(s): Stephan Fernandez Claimant Lawyers(s): Stephan Fernandez Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): John H. Fearnow Hearing Site: Phoenix, AZ | | $6,288 |
| 19-00100 | 07/25/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Connie Rodriguez Respondent Lawyers(s): Connie Lerma Rodriguez Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 18-03297 | 07/23/2019 | Claimant(s): Nathaniel Barnhart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Elliott Finkel Hearing Site: Phoenix, AZ | ||
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 12-02261 | 07/09/2019 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): John G. McDonald Respondent(s): Adrienne Seybert Respondent Lawyers(s): Adrienne Lee Seybert Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ | ||
| 18-03657 | 06/28/2019 | Claimant(s): Paul Axberg Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 18-02676 | 06/13/2019 | Claimant(s): Nathaniel Barnhart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Larry Edmonson Hearing Site: Phoenix, AZ |