| 19-00099 | 07/01/2019 | Claimant(s): Gina Bert-Zatto
Claimant Lawyers(s): Anthony R Minchella
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
|  | Expungement |
| 18-04320 | 06/28/2019 | Claimant(s): Matthew Couzens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | $200,000 |
| 18-00587 | 04/16/2019 | Claimant(s): Christopher Lee Gebbie
Claimant Lawyers(s): Christopher L Gebbie
Respondent(s): Christopher Halotek, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Michael J. McCormack, Philip S. Walker, Thomas M. Madden
Hearing Site: Hartford, CT
| | $0 |
| 17-03503 | 04/12/2019 | Claimant(s): Kobina Hagan
Claimant Lawyers(s): Kobina Gyesi Hagan
Respondent(s): Mark Eisenberg, Lantern Investments.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner
Hearing Site: Hartford, CT
| | |
| 18-02677 | 03/18/2019 | Claimant(s): Lyle Pennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
| | |
| 17-03193 | 03/14/2019 | Claimant(s): Michael Potts
Claimant Lawyers(s): Bradley Schnur
Respondent(s): Michael Freeman, Legend Securities.
Respondent Lawyers(s): Michael Edgar Freeman, Salvatore C. Caruso
Arbitrator(s): John J. Mager
Hearing Site: Hartford, CT
| | $67,361 |
| 18-03567 | 02/26/2019 | Claimant(s): Mark Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
| | |
| 18-03596 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Stango
Respondent Lawyers(s): Joseph John Stango
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
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