FINRA Awards for CCO Investment Services Corp.

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-01355	07/15/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Sterling Stegall Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano Hearing Site: Detroit, MI
08-01672	06/09/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David Belcher Respondent(s): Michael Burns Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte Hearing Site: Detroit, MI
08-03455	04/14/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
08-01785	12/23/2008	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Kenneth Cusse Respondent Lawyers(s): Kenneth L. Cusse Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley Hearing Site: Buffalo, NY
07-02607	12/12/2008	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): Xiomara Corral Respondent(s): Thomas Kilkenny Respondent Lawyers(s): Thomas J. Kilkenny Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer Hearing Site: New York, NY
07-01194	11/06/2008	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group. Respondent Lawyers(s): Ami Shah Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth Hearing Site: Boston, MA