| 13-02122 | 10/07/2014 | Claimant(s): Jerry Camilli
Claimant Lawyers(s): Jonathan Kurta
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Thaddeus J. Tecza, Robert John Wagener, James Mark Eason
Hearing Site: Albuquerque, NM
|  | $1,128,700 |
| 13-01404 | 12/27/2013 | Claimant(s): Elizabeth Duncan, Robert Duncan
Claimant Lawyers(s): David A. Zisser
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz
Hearing Site: Denver, CO
| | Dismissed by Rule 12206 |
| 11-03532 | 05/29/2013 | Claimant(s): Leroy Martinez
Claimant Lawyers(s): Leroy Martinez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Albuquerque, NM
| | $0 |
| 09-06962 | 01/13/2012 | Claimant(s): Bruce Norman, David Robertson, Donald Reutlinger, Glenn Spaur, Hardy Hodges, Henry Burns, James DeMartini, Janell Reutlinger, Jarod Kuntz, John Beaupre, Kenneth Hofmeister, Kimber Heineman, Lawrence Berg, Leslie Schifferns, Lou Burns, Mary Hofmeister, Merle Allen, Pamela Kuntz, Richard Faulkner, Ruth DeMartini, et al
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Capwest Securities.
Respondent Lawyers(s): Tom Fehn
Arbitrator(s): Thaddeus J. Tecza, Martin M. Berliner, John Fleming Kelly
Hearing Site: Denver, CO
| | $9,120,500 |
| 10-04222 | 03/24/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn Lamar
Respondent(s): Robert Mullen
Respondent Lawyers(s): Robert Bryan Mullen
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Denver, CO
| | |
| 09-02338 | 06/30/2010 | Claimant(s): Sally Frederick
Claimant Lawyers(s): D. Elizabeth Wills
Respondent(s): Donald Hartmann, Michael Abraham, Hallmark Consulting Group., JRL Capital Corporation
Respondent Lawyers(s): Daniel D. White, Sylvia M. Scott
Arbitrator(s): Thaddeus J. Tecza, Bruce Brown, Gregory P. Lembree
Hearing Site: Denver, CO
| | $195,132 |
| 08-02048 | 07/21/2009 | Claimant(s): Carol Ruch
Claimant Lawyers(s): Thomas L. Krebs
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Larry D. Hayden, Thaddeus J. Tecza, John A. Criswell
Hearing Site: Denver, CO
| | $0 |
| 08-01231 | 04/30/2009 | Claimant(s): James O'Rorke
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Charles Schwab & Co.., Mark Haenny
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Marilyn R. Lewis, Patricia Mary Vondra
Hearing Site: Denver, CO
| | $33,124 |
