FINRA Awards for David I. Hantman

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Displaying 171-180 out of 220 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01843	04/27/2018	Claimant(s): Avinash Daswani Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
18-00740	04/27/2018	Claimant(s): Chad Hartup, William Murphy Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH
17-01983	03/29/2018	Claimant(s): Regina Bernarduci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Jon D. Kaplon Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
17-03273	03/29/2018	Claimant(s): Mallory Brenner Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Fern Strauss Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY
17-01310	03/05/2018	Claimant(s): Christopher Metcalf, Jeffrey Cole Claimant Lawyers(s): David Erez Dobin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Catherine M. Gallagher Hearing Site: Hartford, CT
17-01659	02/16/2018	Claimant(s): Douglas Eikenberry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR
17-02877	02/08/2018	Claimant(s): Benjamin Sax, Eric Bodner Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollone Arbitrator(s): William James Cortellessa Hearing Site: New York, NY
17-02891	01/29/2018	Claimant(s): Dan Gallagher Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
17-01641	01/25/2018	Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joseph Charles Kennedy Hearing Site: Boston, MA
17-01518	01/22/2018	Claimant(s): Carol Baumgartner, Robert Baumgartner Claimant Lawyers(s): Robert J. Baumgartner Respondent(s): Kirk Ongman, UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL		$0