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FINRA Awards for Linda J. Baer

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Displaying 41-50 out of 99 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0206511/27/2020Claimant(s): John Morris
Claimant Lawyers(s): Melissa J. Gworek
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
19-0328305/26/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
18-0387803/23/2020Claimant(s): David Bindelglass
Claimant Lawyers(s): Scott C. Matasar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt
Hearing Site: Newark, NJ
19-0040210/22/2019Claimant(s): Benjamin Brayshaw
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Linda J. Baer
Hearing Site: Manchester, NH
18-0400505/08/2019Claimant(s): Radha Govindrajan
Claimant Lawyers(s): Radha Govindrajan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Linda J. Baer
Hearing Site: Boston, MA
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18-0223601/07/2019Claimant(s): Patrick Walsh
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
18-0219312/11/2018Claimant(s): Westpark Capital.
Claimant Lawyers(s): Julie E. Kamps
Respondent(s): Tatyana Andreyeva
Respondent Lawyers(s): Tatyana Andreyeva
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
18-0213912/06/2018Claimant(s): Richard Brewster
Claimant Lawyers(s): Gabriel Fischbarg
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): William Poon
Arbitrator(s): Linda J. Baer, Karen Isabel Bedrosian - Richardson, Jonathan Abrams
Hearing Site: New York, NY
18-0221912/06/2018Claimant(s): Joseph Rodriguez
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ

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