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FINRA Awards for Scottrade Inc.

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Displaying 51-60 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0276104/04/2014Claimant(s): Marc Ballard
Claimant Lawyers(s): Marc P. Ballard
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
Checkmark Icon$213
13-0264103/19/2014Claimant(s): Junho Baik
Claimant Lawyers(s): Junho Baik
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): John D. Crawford
Hearing Site: Chicago, IL
Checkmark Icon$38
13-0027910/23/2013Claimant(s): Alex Froloff
Claimant Lawyers(s): Alex Gregory Froloff
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$3,838
13-0055008/13/2013Claimant(s): Mustafa Albassam
Claimant Lawyers(s): Mustafa Albassam
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$13
12-0197405/07/2013Claimant(s): Ronald Damiani
Claimant Lawyers(s): Ronald Gene Damiani
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Michael Dean, David L. Moran, Robert Dean McKinley
Hearing Site: Las Vegas, NV
Checkmark IconDismissed by Rule 12206
12-0255405/03/2013Claimant(s): Ariel Mendoza
Claimant Lawyers(s): Ariel M. Mendoza
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Darryl J. Horowitt
Hearing Site: San Francisco, CA
Checkmark Icon$38
12-0106502/26/2013Claimant(s): Paul Kroell
Claimant Lawyers(s): Paul Gerrit Kroell
Respondent(s): Bill Gregg, Jamie Meronoff, Scottrade Inc., Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, Niels P. Murphy
Arbitrator(s): Harvey C. Flodin, David G Sear, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconExpungement
12-0003502/14/2013Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Niels P. Murphy
Respondent(s): Farid Mohamed
Respondent Lawyers(s): John P. Connolly
Arbitrator(s): Richard J. Grahn, Suzanne Lee Johnson, John Francis Markuns
Hearing Site: Boston, MA
Checkmark Icon$0
11-0196906/14/2012Claimant(s): Susan Mohseni
Claimant Lawyers(s): Younes Mohseni
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0394105/02/2012Claimant(s): Neema Nourian
Claimant Lawyers(s): Neema Nourian
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH
Checkmark Icon$163

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