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FINRA Awards for Calton & Associates.

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0198708/25/2021Claimant(s): Karin Von Burg
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Joseph C. Roberts, Laurel Littman Gothelf, Gary H. Kahn
Hearing Site: San Francisco, CA
Checkmark Icon$0
19-0013203/19/2020Claimant(s): Christine Abbate, Salvatore Abbate, Christine Lynn Abbate IRA, Salvatore Charles Abbate IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Joel F. Martineau, Maurice M. Feller, Douglas Alan Wallace
Hearing Site: Tampa, FL
Checkmark Icon$0
16-0171812/18/2017Claimant(s): Suntrust Robinson Humphrey.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): William Blair & Company L.L.C., Calton & Associates.
Respondent Lawyers(s): Debra A. Jenks, George L. Guerra
Arbitrator(s): David C. Matthews, Oliver J. Janney, James Schoenbeck
Hearing Site: Tampa, FL
15-0012607/21/2015Claimant(s): Cameron Knight
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$15,425
13-0095003/06/2014Claimant(s): Janice Johnston, Robert Johnston, Robert F. and Janice M. Johnston Rev. Tr
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Daryl Calton, Dwayne Calton, Ginny Calton, Virginia Calton, Calton & Associates.
Respondent Lawyers(s): Alan M. Wolper, Heidi E. Vonderheide
Arbitrator(s): Howard W. Shannon, Mica T. Duncan, W. Michael Kelley
Hearing Site: Phoenix, AZ
Checkmark Icon$0
09-0217101/26/2010Claimant(s): Diana Hojecki, James Hojecki, James V. Hojecki and Diana R. Hojecki
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Kenneth Popek, Calton & Associates.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Syma S. Kasdin, Nikola Bjelajac, Kimberlee Ann Fowler
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$607,780

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