| 17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera
Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner
Hearing Site: San Juan, PR
|  | $4,881,880 |
| 19-00365 | 06/26/2019 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 17-01244 | 06/12/2019 | Claimant(s): Sandra Calderon, Bluebird Corporation
Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones
Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright
Hearing Site: San Juan, PR
| | Expungement |
| 17-02064 | 06/04/2019 | Claimant(s): Brenda Sosa Diaz, Brenda D. Sosa & Jose Garcia Ginorio
Claimant Lawyers(s): Osvaldo Carlo Linares
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Douglas Earl McLaren
Hearing Site: San Juan, PR
| | Expungement |
| 17-02480 | 05/31/2019 | Claimant(s): Alfred De Arellano, Georgina Despradel
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Jaime J. Aponte-Parsi, Edward S. Koppman, Arthur Erwin Peabody
Hearing Site: San Juan, PR
| | Expungement |
| 16-02528 | 05/20/2019 | Claimant(s): Carmen Macias, Pedro Diez, Pedro Diez Macias, Vissepo & Diez Construction Corp., Diez Macias 1 Trust, Pefedima Trust
Claimant Lawyers(s): Jeffrey Erez, Lloyd R. Schewd
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Roger C. Benson, Mauricio Arcadier, Robert Stewart Barney
Hearing Site: San Juan, PR
| | $7,839,130 |
| 18-04271 | 05/01/2019 | Claimant(s): Thomas Garity
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 18-01822 | 04/26/2019 | Claimant(s): Jose Pacheco Alcaide
Claimant Lawyers(s): Carlos Bonaparte Gomez
Respondent(s): AXA Advisors
Respondent Lawyers(s): Dimitri Gonzalez
Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes
Hearing Site: San Juan, PR
| | |
| 18-04316 | 04/26/2019 | Claimant(s): Wilson Colberg-Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault
Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster
Hearing Site: San Juan, PR
| | |
| 18-03374 | 04/24/2019 | Claimant(s): Herbert J. Sims & Co.
Claimant Lawyers(s): Enrique G. Figueroa-Llinas
Respondent(s): Jaime Sanchez Rivera
Respondent Lawyers(s): Jaime Isaac Sanchez Rivera
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
| | |
