| 09-03291 | 07/23/2010 | Claimant(s): Evelyn Dias, Melvin Dias
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): The Concord Equity Group
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Robert E. Thompson, Richard B. Bullock, Walter J. Huntley
Hearing Site: San Francisco, CA
|  | $827,000 |
| 09-01822 | 06/04/2010 | Claimant(s): JoAnne Simas, Joseph Simas
Claimant Lawyers(s): Mitchell Albert
Respondent(s): WAMU Investments., Jim McElravy
Respondent Lawyers(s): Robert J. Stumpf
Arbitrator(s): Donald S. Duerson, John P. Wilson, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $350,000 |
| 08-00326 | 01/23/2009 | Claimant(s): Amardeep Misha, Elizabeth Twaddell, The Amardeep Misha & Elizabeth Twadell L
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): David Lowi, William Evans, Stone & Youngberg
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Alexander L. Mazour, Amy Seltzer, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $250,000 |
| 08-02495 | 09/08/2008 | Claimant(s): Smith Barney Shearson.
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Jennifer Davis, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Geoffrey Gordon-Creed, Paul Vincent Simpson
Arbitrator(s): Donald S. Duerson, Walter J. Huntley, Shawn Ridgell
Hearing Site: San Francisco, CA
| | |
| 07-00689 | 04/25/2008 | Claimant(s): Marjorie Smith, Bert A. Smith IRA, Bert A. Smith 1988 Trust DTD 9/29/1988
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corporation
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Alvin L. Fishman, Walter J. Huntley, Nancy A. Yonge
Hearing Site: Reno, NV
| | $0 |
| 06-03213 | 12/06/2007 | Claimant(s): Rindy Merrifield Inc Def Ben Plan 1/00
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Michael Woods, Mutual Service Corporation
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): James S. Martin, Walter J. Huntley, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
| | $0 |
