| 09-06563 | 02/03/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Mark Nolan
Respondent Lawyers(s): Mark James Nolan
Arbitrator(s): Robert S. McConnell
Hearing Site: Las Vegas, NV
| | |
| 10-03927 | 02/03/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Michael Gill
Respondent Lawyers(s): Michael James Gill
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 10-01172 | 01/24/2011 | Claimant(s): Thomas Muecke
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
|  | $0 |
| 10-04449 | 01/20/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Rodel Corriente
Respondent Lawyers(s): Rodel Corriente
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | |
| 10-03140 | 01/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jason Latorre
Respondent Lawyers(s): Jason Frederick Latorre
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: New York, NY
| | |
| 09-04369 | 01/10/2011 | Claimant(s): Eric Besag, Eric T. Besag Living Trust
Claimant Lawyers(s): Mitchell S. Ostwald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert M. Lubin
Hearing Site: San Francisco, CA
| | $0 |
| 04-04184 | 01/06/2011 | Claimant(s): Cheryl Schwarzwaelder
Claimant Lawyers(s): Joseph H. Chivers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Bert S Cliff, James J. Puhala, Rebecca A. Bowman
Hearing Site: Pittsburgh, PA
| | |
| 09-05841 | 01/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): A. Keith Logue, Dennis J. Levin, Marvin S. Lava
Hearing Site: Ft. Lauderdale, FL
| | |
| 10-03360 | 01/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Donald B. Vaden
Hearing Site: Washington, DC
| | |
| 10-01151 | 12/31/2010 | Claimant(s): Aydee Ospina
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | $40,150 |
