Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02013 | 01/05/2023 | Claimant(s): Thomas Bakker Claimant Lawyers(s): Thomas Bakker Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Ronald Chun Hearing Site: San Francisco, CA |  | $0 |
| 21-00942 | 12/02/2022 | Claimant(s): Steven Daily Claimant Lawyers(s): Steven R. Daily Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | | $0 |
| 22-01130 | 10/17/2022 | Claimant(s): Steven Lee Claimant Lawyers(s): Steven J Lee Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Norman Michael Garland Hearing Site: Los Angeles, CA | | $0 |
| 21-02979 | 05/18/2022 | Claimant(s): Shawn Swanson Claimant Lawyers(s): Shawn Swanson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC | | $0 |
| 21-03090 | 05/18/2022 | Claimant(s): Ira W. Cotton Individual Retirement Claimant Lawyers(s): Ira W. Cotton Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | $14,519 |
| 21-03098 | 04/29/2022 | Claimant(s): Mau Cong Claimant Lawyers(s): Mau Cong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA | | $0 |
| 20-03938 | 04/11/2022 | Claimant(s): Theresa Panza Claimant Lawyers(s): Theresa Panza Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): David S. Billet, Lourdes Gomez, Daniel Engelstein Hearing Site: New York, NY | | $0 |
| 21-00975 | 03/07/2022 | Claimant(s): Mesfin Shibeshi Claimant Lawyers(s): Mesfin Solomon Shibeshi Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert H. Putnam, Peggy Lewis Kennedy, Jeffrey Alperin Hearing Site: Atlanta, GA | | $0 |
| 20-03502 | 01/21/2022 | Claimant(s): Burns Francis Trustee U/D/T 4-24-2016, Charlyn Austin, Francis D.B. Tate II Claimant Lawyers(s): Francis D.B. Tate Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Susanne J. Hollander, Allen Greenberg, Matthew D Arbit Hearing Site: Chicago, IL | | Dismissed by Rule 12212(c) |
| 20-01792 | 01/12/2022 | Claimant(s): Justin London Claimant Lawyers(s): Justin London Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Peter Ordower, Anthony P. Pecora, Dennis C. Waldon Hearing Site: Chicago, IL | | $0 |