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FINRA Awards for E*Trade Securities LLC

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Displaying 271-278 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0180802/08/2008Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Raymond Wade Henney, James L. Karpen, Dale Frederick Feigley
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0108802/05/2008Claimant(s): Richard Oppong
Claimant Lawyers(s): Lee Boothby
Respondent(s): E*Trade Securities LLC, E*Trade Bank
Respondent Lawyers(s): John Bersin
Arbitrator(s): Walter Peterson, Michael J. Henke, Jane C. Carney
Hearing Site: Washington, DC
Checkmark Icon$225
07-0049001/25/2008Claimant(s): Sushila Patel
Claimant Lawyers(s): Viren R. Patel
Respondent(s): E*Trade Securities LLC, Naniben Patel
Respondent Lawyers(s): John Bersin, Naniben Patel
Arbitrator(s): Anne H. Orr
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0006812/03/2007Claimant(s): Mehrdad Pourfarhadi
Claimant Lawyers(s): Marcell Rose Anthony
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott, W. Sean Kelleher, Daniel R. LaMacchia
Hearing Site: Columbus, OH
Checkmark Icon$0
07-0146310/30/2007Claimant(s): John McQueston
Claimant Lawyers(s): John McQueston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0005608/09/2007Claimant(s): Welch Family Trust dtd 10/31/91
Claimant Lawyers(s): Chris Rolin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$150
05-0238808/07/2007Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Robert Pebbles
Respondent Lawyers(s): Robert Pebbles
Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$0
06-0256807/20/2007Claimant(s): George Salemo, George and Jeffery Salemo TLC
Claimant Lawyers(s): George Salemo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Maxel (Bud) B. Silverberg, Russell H Hairston, Jill M. Zacha
Hearing Site: Dallas, TX
Checkmark Icon$0

278 Results

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