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FINRA Awards for E*Trade Securities LLC

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Displaying 211-220 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0453907/16/2010Claimant(s): Martha Brancato and Vincent Brancato
Claimant Lawyers(s): Martha Brancato
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
Checkmark Icon$0
09-0287106/04/2010Claimant(s): David Wechsler and Amy Wechsler JT/TIC
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Megan Shea-Harwick
Arbitrator(s): Alan K. Bloom, Joan Marie Chiusano, Daniel P. Lund
Hearing Site: New York, NY
Checkmark Icon$1,319,800
09-0419105/12/2010Claimant(s): Paul Taylor
Claimant Lawyers(s): Paul Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
Checkmark Icon$2,820
09-0437204/29/2010Claimant(s): Amsal Woreta and Aklog Birara
Claimant Lawyers(s): Amsal Woreta
Respondent(s): E*Trade Securities LLC, Marcelo Miano
Respondent Lawyers(s): John Bersin
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
Checkmark IconExpungement
09-0568304/23/2010Claimant(s): Sukmanee Lin
Claimant Lawyers(s): Lionel Lin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
Checkmark Icon$7,601
09-0626104/23/2010Claimant(s): Marty Wekser
Claimant Lawyers(s): Marty Wekser
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Melvin S. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$692
09-0416404/19/2010Claimant(s): Laura Loudamy
Claimant Lawyers(s): Laura Loudamy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
Checkmark Icon$6,475
09-0184204/08/2010Claimant(s): Domiciano Redondo
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald D. Shildler
Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell
Hearing Site: Orlando, FL
Checkmark Icon$102,850
09-0533404/08/2010Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw
Claimant Lawyers(s): Michael M Crenshaw
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
Checkmark Icon$213
08-0055402/04/2010Claimant(s): William H. Agnew and Bernadien R. Agnew
Claimant Lawyers(s): William H. Agnew
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco
Hearing Site: Philadelphia, PA
Checkmark Icon$0

278 Results

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