10-01188 | 02/14/2011 | Claimant(s): Valerie Charlton Char & Devron H. Char Claimant Lawyers(s): Devron H. Char Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Brandon K. Hemley Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $425 |
09-02736 | 12/30/2010 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Allan N. Taffet Respondent(s): Enable Capital Management, Jefferies & Company., Enable Growth Partners Respondent Lawyers(s): Alyson M. Weiss, Michael J. Baker Arbitrator(s): Jonathan H. Krotinger, Mary Margaret Bush, Mary Kay Higgins Crockett Hearing Site: San Francisco, CA
| | $0 |
09-04864 | 10/11/2010 | Claimant(s): Steve Miura Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Kimon Peter Daifotis Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Carlos Richard Mangum, Jonathan H. Krotinger, Hadden Wing Roth Hearing Site: San Francisco, CA
| | $0 |
09-05191 | 09/29/2010 | Claimant(s): Mark Dowie & Wendy Ann Schwartz, Michael Berger & Deborah J. Slater Trust, Richard Kirschman Trust Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Michele R. Fron Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $0 |
05-04291 | 09/24/2010 | Claimant(s): Elaine Lambert, Winston Lambert, Dr. Elaine Lambert Employee CPP PL, Winston Lambert Invest. Employee MPP, Winston Lambert Investments Emp. PS PL Claimant Lawyers(s): B. Ray Zoll, Reuben L. Nocos Respondent(s): Wedbush Securities Inc., Christopher Short Respondent Lawyers(s): Charles B LaChaussee, Christopher G. Short Arbitrator(s): Donald S. Duerson, Jonathan H. Krotinger, Gary S. DeWeese Hearing Site: San Francisco, CA
| | $0 |
09-01188 | 08/11/2010 | Claimant(s): Anna Campbell Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Donald Dunakin Respondent Lawyers(s): Donald Dunakin Arbitrator(s): Jonathan H. Krotinger, George Burton Brewster, Ralph L. Jacobson Hearing Site: San Francisco, CA
| | $81,440 |
07-02635 | 07/02/2009 | Claimant(s): Wesley Rusch Claimant Lawyers(s): Wesley A. Rusch Respondent(s): Merriman Curhan Ford & Co. Respondent Lawyers(s): Cathy L. Arias Arbitrator(s): F. Conger Fawcett, Jonathan H. Krotinger, Sheldon Michaels Hearing Site: San Francisco, CA
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06-04173 | 08/22/2007 | Claimant(s): John Mera Claimant Lawyers(s): Douglas W. Oldfield Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeffrey Silverman Arbitrator(s): Ralph A. Cotton, Jonathan H. Krotinger, Osei J Adoma Hearing Site: San Francisco, CA
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03-02289 | 08/13/2007 | Claimant(s): Sandra Murray, Charles G. & Sandra Murray Living Trus Claimant Lawyers(s): Sandra Murray Respondent(s): Andrew Fairchild, J.P. Morgan Clearing Corp., A.G. Edwards & Sons., Ronald Kabat, PMG Securities Corporation Respondent Lawyers(s): Andrew J. Fairchild, Henry Wang, Jeffrey W. Coverdell, Ronald S. Kabat Arbitrator(s): Robin Lynn Berry, Jonathan H. Krotinger, Bradley C. Mitchell Hearing Site: San Francisco, CA
| | $0 |