FINRA Awards for Mitchell Lee Lathrop

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02886	09/12/2017	Claimant(s): Sujata Vyas Claimant Lawyers(s): Marie Mirch Respondent(s): Interfirst Capital Corporation Respondent Lawyers(s): Dennis M. Holmgren Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop Hearing Site: San Diego, CA		Dismissed by Rule 12206
16-00994	05/24/2016	Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America. Claimant Lawyers(s): David E. Robbins Respondent(s): Rocco Guidicipietro Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop Hearing Site: San Diego, CA		Expungement
14-00864	11/17/2015	Claimant(s): Natalija Josimovich Claimant Lawyers(s): J. Owen Murrin Respondent(s): Erinn Ford, Philip Pizelo, The Estate of Robert A. Cannon Respondent Lawyers(s): Diane M. Meyers, Erinn J. Ford, Philip Anthony Pizelo Arbitrator(s): Greta Glavis, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA		Expungement
11-04783	09/05/2014	Claimant(s): Charles Jia, Laura Zhou Claimant Lawyers(s): Steven M. Green Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC Respondent Lawyers(s): John E. Lawlor, Michael Kaplan Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod Hearing Site: San Diego, CA		Expungement
12-01065	02/26/2013	Claimant(s): Paul Kroell Claimant Lawyers(s): Paul Gerrit Kroell Respondent(s): Bill Gregg, Jamie Meronoff, Scottrade Inc., Edward Jones Respondent Lawyers(s): Dennis J. Capriglione, Niels P. Murphy Arbitrator(s): Harvey C. Flodin, David G Sear, Mitchell Lee Lathrop Hearing Site: San Diego, CA		Expungement