| 14-01778 | 01/15/2015 | Claimant(s): Thomas Barnett
Claimant Lawyers(s): Thomas F. Barnett
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): D. Bruce Shine
Hearing Site: Memphis, TN
| | |
| 13-02455 | 07/31/2014 | Claimant(s): Lois Lazzopina
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Anel MolinaL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Steven Ira Weinberger, Stephen Kahane, Sonja Shuford
Hearing Site: Boca Raton, FL
|  | Expungement |
| 13-01591 | 12/03/2013 | Claimant(s): Thomas E. Szmurlo, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert L. Agusto
Hearing Site: Chicago, IL
| | $31,353 |
| 13-01463 | 10/17/2013 | Claimant(s): Velma Petty
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Edward J. Costello
Hearing Site: Birmingham, AL
| | $36,987 |
| 13-00986 | 09/25/2013 | Claimant(s): Velma H. Petty, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert S. McConnell
Hearing Site: Birmingham, AL
| | $44,262 |
| 13-00618 | 09/23/2013 | Claimant(s): Marian Grainger, Marian M. Grainger, as Trustee of the Ph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Legg Mason Wood Walker, Morgan Keegan & Company.
Respondent Lawyers(s): Dana N. Pescosolido, Thomas F. Barnett
Arbitrator(s): Ronald Chun
Hearing Site: Birmingham, AL
| | $0 |
| 13-00197 | 07/26/2013 | Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
| | $50,600 |
| 12-02015 | 03/20/2013 | Claimant(s): Keith Bryant
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Atlanta, GA
| | $0 |
| 12-01533 | 01/11/2013 | Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
| | $0 |
| 12-00097 | 08/03/2012 | Claimant(s): Tom Moss
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Peter M Brabbee
Hearing Site: Memphis, TN
| | $425 |
