| 11-00479 | 03/29/2012 | Claimant(s): Mickey Schwarz, Mickey Schwarz IRA, The Schwarz Living Trust
Claimant Lawyers(s): Marc Schwarz, Mickey Schwarz
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Martin Olinick, Ronald L. Cameron, David W. Dresnick
Hearing Site: Los Angeles, CA
|  | Expungement |
| 10-04238 | 04/11/2011 | Claimant(s): Farhad Shahidi
Claimant Lawyers(s): Farhad Shahidi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $0 |
| 03-02421 | 01/04/2011 | Claimant(s): Oppenheimer & Co.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George M. Garvey
Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden
Hearing Site: Los Angeles, CA
| | |
| 09-01550 | 12/15/2009 | Claimant(s): David Weigel
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Best
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $19,400 |
| 08-03215 | 09/25/2009 | Claimant(s): The Nasatir Children's Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Richard M. Leigh, Ronald L. Cameron, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | $125,729 |
| 07-02260 | 01/18/2008 | Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants
Claimant Lawyers(s): Benjamin B. Siegel
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $0 |
