Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-00171 | 06/16/2009 | Claimant(s): Nicholas Cochran Claimant Lawyers(s): Nicholas C. Cochran Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mark R. Topper Hearing Site: San Francisco, CA |  | $0 |
| 08-05002 | 06/04/2009 | Claimant(s): Howard Winston Claimant Lawyers(s): Howard Winston Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH | | $88 |
| 08-03042 | 05/29/2009 | Claimant(s): J. Ross, Richard Ross Claimant Lawyers(s): Jeffrey S. Evans Respondent(s): Chris Erlewine, Curtis Ritter, E*Trade Securities LLC, Rod Webb Respondent Lawyers(s): John Bersin, Lonnie L. Simpson Arbitrator(s): Mark A. Myers, Robert E. Graves, Jeff A. Weill Hearing Site: Jackson, MS | | Stipulated Award and Expungement |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld Claimant Lawyers(s): Eric R Rosenfeld Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | | $6,016 |
| 08-01876 | 05/08/2009 | Claimant(s): Jean Ibrahim Claimant Lawyers(s): Jean Ibrahim Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Bert Levy, Christine A. Page, Daniel David Kopman Hearing Site: Los Angeles, CA | | $0 |
| 08-03362 | 04/21/2009 | Claimant(s): Kathy Sechrist Claimant Lawyers(s): Kathy Sechrist Respondent(s): E* Trade Secuities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Avery B. Goodman Hearing Site: Cheyenne, WY | | $675 |
| 08-04207 | 04/08/2009 | Claimant(s): Alex Roinitis Claimant Lawyers(s): Alex Roinitis Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL | | $213 |
| 08-03634 | 04/02/2009 | Claimant(s): Rodney Glover Claimant Lawyers(s): Rodney J. Glover Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | | $25 |
| 08-01574 | 03/20/2009 | Claimant(s): Patricia Turner Claimant Lawyers(s): Jason M. Kueser Respondent(s): Glenn Graepel, E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss Hearing Site: Kansas City, MO | | Stipulated Award and Expungement |
| 08-03259 | 03/11/2009 | Claimant(s): Boundles Enterprises Claimant Lawyers(s): Solomon Henner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY | | $0 |