| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
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| 07-00870 | 08/26/2009 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Daniel Branower
Respondent(s): Richard Sonkin
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): David N. Brainin, Michael G. Shannon, William G. Binckes
Hearing Site: New York, NY
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| 07-03516 | 08/05/2009 | Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ
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| 07-03445 | 03/02/2009 | Claimant(s): Ralph Diaz
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 07-03603 | 12/30/2008 | Claimant(s): James Apostle
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris
Hearing Site: Newark, NJ
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| 07-01342 | 09/23/2008 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Paul Martin
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Patrick J. Howley, Ernest Edward Badway, Walter W. Jensen
Hearing Site: Newark, NJ
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