Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02308 | 05/04/2012 | Claimant(s): Rodney Plaskett Claimant Lawyers(s): Rodney A. Brown Respondent(s): Ledgemont Capital Group, Ledgemont Securities LLC Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Philip M. Mandel, Jack Friedman, Aubrey Lees Hearing Site: New York, NY | ||
| 10-05167 | 03/27/2012 | Claimant(s): Carmine Aufiero, Claudia Aufiero Claimant Lawyers(s): Carole R. Bernstein Respondent(s): Chester Payne, Hayes Brown, Jennifer Holloman, Triad Advisors. Respondent Lawyers(s): Hayes Samuel Brown, Jennifer Anne Holloman, Mark J. Astarita Arbitrator(s): Jack Friedman, John A. Astorina, Madelon M. Rosenfeld Hearing Site: New York, NY |  | $250,300 |
| 10-01021 | 03/06/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): James Kingsbury Respondent Lawyers(s): Kevin T. Hoffman Arbitrator(s): Romaine L. Gardner, Jack Friedman, Christine Costigan Hearing Site: New York, NY | ||
| 11-01670 | 10/20/2011 | Claimant(s): Suzanne Nitzberg Claimant Lawyers(s): Suzanne H. Nitzberg Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 10-01868 | 10/11/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): William Cerf Respondent Lawyers(s): Matthew Farley Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 11-00878 | 09/16/2011 | Claimant(s): The Pola Gefen Trust Claimant Lawyers(s): Milton R. Gleit Respondent(s): Steven Klein Respondent Lawyers(s): Steven Douglas Klein Arbitrator(s): Jack Friedman Hearing Site: New York, NY | | $1,585,520 |
| 10-04969 | 04/19/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew Schurter Respondent(s): Jessica Winczner Respondent Lawyers(s): Jessica T. Winczner Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 10-05459 | 04/07/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Denise Otten Respondent Lawyers(s): Denise G. Otten Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 10-05372 | 04/04/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Robert O'Herlihy Respondent Lawyers(s): Robert O'Herlihy Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 10-04771 | 03/11/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Ira N. Glauber Respondent(s): Denise Rocchio Respondent Lawyers(s): Denise Rocchio Arbitrator(s): Jack Friedman Hearing Site: New York, NY |