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FINRA Awards for Steven Douglas Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0087809/16/2011Claimant(s): The Pola Gefen Trust
Claimant Lawyers(s): Milton R. Gleit
Respondent(s): Steven Klein
Respondent Lawyers(s): Steven Douglas Klein
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
Checkmark Icon$1,585,520

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