| 07-00497 | 01/18/2008 | Claimant(s): Bonnie Roth, Connie Roth
Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards
Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities
Respondent Lawyers(s): James P. DeNardo
Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt
Hearing Site: Chicago, IL
| | |
| 06-05099 | 01/18/2008 | Claimant(s): David Peregrin
Claimant Lawyers(s): James A. McGurk
Respondent(s): William Kassar
Respondent Lawyers(s): James J. Eccleston
Arbitrator(s): Caroline N. Harney, Carol McHugh Sanders, Gary David Cope
Hearing Site: Chicago, IL
|  | $198,297 |
| 07-02188 | 01/18/2008 | Claimant(s): Minxin Bao
Claimant Lawyers(s): Minxin Bao
Respondent(s): Firstrade Securities.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
| | $25,392 |
| 07-01506 | 01/07/2008 | Claimant(s): Mesirow Financial.
Claimant Lawyers(s): A. Brad Busscher
Respondent(s): John Holoubek
Respondent Lawyers(s): John Francis Holoubek
Arbitrator(s): Daniel Baruch Lidawer
Hearing Site: Chicago, IL
| | |
| 05-01567 | 12/27/2007 | Claimant(s): Mary DeThorne
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Edward Malysiak, Rothschild Investment Corp.
Respondent Lawyers(s): James B. Koch, Michael R. Grimm
Arbitrator(s): Ronald C. Peters, William B. Ross, Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $9,626 |
| 06-00700 | 12/20/2007 | Claimant(s): Dennis Metter, Donald Metter
Claimant Lawyers(s): Paula K. Maguire
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes
Hearing Site: Chicago, IL
| | |
| 07-00219 | 12/12/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joan Toro
Respondent(s): Pamela Williams
Respondent Lawyers(s): Pamela Williams
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | $0 |
| 06-05258 | 11/20/2007 | Claimant(s): Michael Gabisch
Claimant Lawyers(s): Michael J. Gabisch
Respondent(s): William Blair and Company L.L.C.
Respondent Lawyers(s): Philip M. Goldberg
Arbitrator(s): Theodore L. Leeb, Carol McHugh Sanders, Thomas H. Stone
Hearing Site: Chicago, IL
| | |
| 06-01050 | 11/19/2007 | Claimant(s): Richard Crockett
Claimant Lawyers(s): Peter H. Cantwell
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky
Hearing Site: Chicago, IL
| | |
| 07-01321 | 11/16/2007 | Claimant(s): Harris Investor Services.
Claimant Lawyers(s): Cindy S. Stuyvesant
Respondent(s): Ryan Connelly, Steven Zimmerman
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Marc B. Horin, David G. Duggan, James A. Murphy
Hearing Site: Chicago, IL
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