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FINRA Awards for Rothschild Investment Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0156712/27/2007Claimant(s): Mary DeThorne
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Edward Malysiak, Rothschild Investment Corp.
Respondent Lawyers(s): James B. Koch, Michael R. Grimm
Arbitrator(s): Ronald C. Peters, William B. Ross, Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$9,626

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