Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04419 | 10/04/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., AXA Advisors Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL | ||
| 18-04418 | 10/03/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Equitable Life Assurance Society Of Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-01154 | 09/18/2019 | Claimant(s): Sandra Cott Claimant Lawyers(s): Sandra K. Cott Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg Scanlon Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL |  | $0 |
| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 18-04438 | 09/05/2019 | Claimant(s): David Yaccino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Walter Patrick Giblin Hearing Site: Chicago, IL | ||
| 18-04434 | 08/16/2019 | Claimant(s): Chad Henry Claimant Lawyers(s): Bryan M. Ward Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 18-04436 | 08/16/2019 | Claimant(s): Stuart Buck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 19-00988 | 08/12/2019 | Claimant(s): Ustocktrade Securities. Claimant Lawyers(s): Francesco Matteini Respondent(s): Jamal Woods Respondent Lawyers(s): Jamal Woods Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | | $0 |
| 18-01492 | 08/06/2019 | Claimant(s): James Welser Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Kalos Capital. Respondent Lawyers(s): Kevin O'Hagen Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL | | Expungement |
| 18-03328 | 08/05/2019 | Claimant(s): Darren Golde Claimant Lawyers(s): Joshua B. Kons Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael S. Jordan Hearing Site: Chicago, IL |