| 22-02231 | 12/08/2023 | Claimant(s): Sonia Pou Monagas
Claimant Lawyers(s): Roberto C Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-00970 | 12/07/2023 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 22-02579 | 12/01/2023 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 22-02864 | 11/30/2023 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Jason Pirnie
Respondent Lawyers(s): Jason Pirnie
Arbitrator(s): Gail Sillman
Hearing Site: Boston, MA
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| 22-02907 | 11/30/2023 | Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
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| 22-02651 | 11/29/2023 | Claimant(s): William Garity Medina
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 20-02053 | 11/29/2023 | Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco
Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies
Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden
Hearing Site: Pittsburgh, PA
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| 22-02617 | 11/24/2023 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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