| 21-01772 | 01/10/2024 | Claimant(s): Lindsay Francis, Maggie Browney, Wayne D. Miller Revocable Living Trust
Claimant Lawyers(s): Cortney S. Alexander
Respondent(s): Eric Hynden, UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Cassandra Kimberly Ward, Zoana Price, Abiola F Bankole-Hameed
Hearing Site: Atlanta, GA
|  | $260,800 |
| 23-00915 | 01/09/2024 | Claimant(s): William Garity Medina
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-01000 | 01/02/2024 | Claimant(s): Doel Garciaromero
Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Steven N. Ainbinder
Hearing Site: San Juan, PR
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| 23-01214 | 12/28/2023 | Claimant(s): Robert Karp
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 22-02041 | 12/22/2023 | Claimant(s): Manuel Melendez
Claimant Lawyers(s): Debra A Jenks
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-02640 | 12/21/2023 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 22-02589 | 12/21/2023 | Claimant(s): Thomas Garity
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-02352 | 12/19/2023 | Claimant(s): Wendy Holmes
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
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| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc.
Respondent Lawyers(s): Corporate Office, John Murphy Esq.
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 23-02309 | 12/12/2023 | Claimant(s): John Loughran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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