Potomac Analytics' Logo

FINRA Awards for UBS Financial Services Inc.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 101-110 out of 1,583 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0304403/12/2024Claimant(s): Daniel Egbert, Toria Scotto
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
23-0096903/08/2024Claimant(s): James Ugobono
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
22-0167603/07/2024Claimant(s): Estate of Elisabeth Beatriz Sust
Claimant Lawyers(s): Mark David Hunter
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Barth Satuloff, Andrea R. Jacobs, Joseph Michael Matthews
Hearing Site: Boca Raton, FL
Checkmark Icon$0
23-0112603/05/2024Claimant(s): David Liguori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
23-0234003/04/2024Claimant(s): Roxann Romano
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
22-0269203/04/2024Claimant(s): David Del Toro
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
23-0093003/01/2024Claimant(s): David Rojas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
23-0275603/01/2024Claimant(s): Damian Hedley
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
23-0304203/01/2024Claimant(s): Michael Dawson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
23-0302602/29/2024Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J Gworek
Arbitrator(s): Susan Manca
Hearing Site: New York, NY

1,583 Results

Display: