| 11-01808 | 12/05/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Gerald O'Lear
Respondent Lawyers(s): Gerald A. O'Lear
Arbitrator(s): Richard B. Ancowitz
Hearing Site: Buffalo, NY
| | |
| 10-05055 | 08/09/2011 | Claimant(s): Richard Skop and Lynne Skop
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): Wells Fargo Advisors, Elaine Regan
Respondent Lawyers(s): Elaine Juliano Regan, Patricia E. Cowart
Arbitrator(s): Daniel M. Mankowski, Gust D. Servis, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
|  | $0 |
| 10-02791 | 06/29/2011 | Claimant(s): Eugene Colucci
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $0 |
| 05-00015 | 05/25/2011 | Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
| | $183,000 |
| 10-00327 | 04/15/2011 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jaime Baumler
Respondent Lawyers(s): David K. Silverberg
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
| | |
| 09-05971 | 03/29/2011 | Claimant(s): Dennis Gravelle
Claimant Lawyers(s): Booker T. Washington
Respondent(s): James Cummings
Respondent Lawyers(s): Carlos Ricca
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | $4,857 |
| 10-03694 | 03/25/2011 | Claimant(s): Mary Gabor
Claimant Lawyers(s): Mary Ellen Gabor
Respondent(s): Emir Culov, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Meredith L. Friedman
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | $158 |
| 09-02468 | 12/01/2010 | Claimant(s): David Russell
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Anthony Vitanza, Jacqueline W. Marshall, Ronald Ripstein
Hearing Site: Buffalo, NY
| | |
| 09-05445 | 11/11/2010 | Claimant(s): Patricia Rosati, Raymond Rosati
Claimant Lawyers(s): Raymond T Rosati
Respondent(s): Michael Bowen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): David Buch, Vincent Micciche, Christopher C. Willett
Hearing Site: Buffalo, NY
| | $0 |
| 09-00329 | 07/30/2010 | Claimant(s): Rohan Russell
Claimant Lawyers(s): Rohan Russell
Respondent(s): Northgate Securities.
Respondent Lawyers(s): Kenneth C. Courville
Arbitrator(s): David Buch, Jeffrey Mark Schwartz, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $81,500 |
