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FINRA Awards for Rohan Russell

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0032907/30/2010Claimant(s): Rohan Russell
Claimant Lawyers(s): Rohan Russell
Respondent(s): Northgate Securities.
Respondent Lawyers(s): Kenneth C. Courville
Arbitrator(s): David Buch, Jeffrey Mark Schwartz, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
Checkmark Icon$81,500
09-0044208/03/2009Claimant(s): Rohan Russell
Claimant Lawyers(s): Rohan Russell
Respondent(s): Northgate Securities Inc.
Respondent Lawyers(s): Robert Yrshus
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Buffalo, NY
Checkmark Icon$9,325

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