17-00852 | 02/16/2018 | Claimant(s): Dennis Meyers Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Charles A. Palmer, Steven M. Bialick, Lindsay Mancini Hearing Site: Minneapolis, MN
| | $116,160 |
17-00340 | 02/01/2018 | Claimant(s): Irrev Trust of Roger and Gladys Linder Claimant Lawyers(s): Casey D Marshall Respondent(s): Ameriprise Financial Services., Jerome Hill, John Gruber Respondent Lawyers(s): Joyce Svoboda, Kim M. Ruckdaschel-Haley Arbitrator(s): Frederick Ramos, Steven M. Bialick, Matthew E. Piermantier Hearing Site: Minneapolis, MN
| | Expungement |
17-01459 | 10/24/2017 | Claimant(s): Alan DeFlorio Claimant Lawyers(s): Alan A. DeFlorio Respondent(s): James Flynn Respondent Lawyers(s): James Travis Flynn Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | $0 |
16-03582 | 09/28/2017 | Claimant(s): Mark Heymans, Estate of Donn Burleigh, Estate of Olivia Schulz Claimant Lawyers(s): Stacy P. Slaughter Respondent(s): Mark Holt Respondent Lawyers(s): Mark David Holt - Register No. 17865-041 Arbitrator(s): Lawrence J. Welte, Steven M. Bialick, Steven Eric Brandes Hearing Site: Minneapolis, MN
| | $0 |
13-03696 | 08/20/2014 | Claimant(s): Debra Malone IRA Claimant Lawyers(s): T. John Kirk Respondent(s): Securities America. Respondent Lawyers(s): Joel Wertman Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | $11,496 |
12-01626 | 02/12/2014 | Claimant(s): Frances Moening, Ronald Moening Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): James H. Colburn, Kathy A. Tatone, Steven M. Bialick Hearing Site: Minneapolis, MN
| | Expungement |
11-00118 | 12/07/2011 | Claimant(s): John Warnken Claimant Lawyers(s): Robert B. Bauer Respondent(s): Darrel Amiot Respondent Lawyers(s): Darrel R. Amiot Arbitrator(s): Brett W. Olander, Steven M. Bialick, Mary Louise Hilfiker Hearing Site: Minneapolis, MN
| | $100,000 |
07-01783 | 10/06/2008 | Claimant(s): Pamela Schmidt, Pamela A. Schmidt Trust Claimant Lawyers(s): Thomas P. Swigert Respondent(s): Raymond James Financial Services., Thomas Shian Respondent Lawyers(s): Erin Linehan, Thomas Shian Arbitrator(s): Emily F. Seesel, Paul J. Hennen, Steven M. Bialick Hearing Site: Minneapolis, MN
| | $145,300 |