| 14-02593 | 12/16/2015 | Claimant(s): Eric Martin
Claimant Lawyers(s): Alexander Mark Rowland
Respondent(s): Arash Assadzadeh, Wells Fargo Advisors, Louis Ayala
Respondent Lawyers(s): Deidre C. Wolff, Louis Alfonso Ayala, Scott Holcomb
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
|  | $3,600 |
| 13-00361 | 10/14/2013 | Claimant(s): Jeremy Gove, Michael Digaetano
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Judith Moomey, Larry Moomey
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Frank D. Connett, James E. Michaels, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
| | Expungement |
| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
| 10-02298 | 01/12/2012 | Claimant(s): Debra Kennedy and Harold Kennedy
Claimant Lawyers(s): Steven S. Biss
Respondent(s): Joseph Audia, Matthew Ferber, Stephen Marek, American Capital Partners, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): John Kilkenny, Michael P. Gilmore, Scott Holcomb
Arbitrator(s): Donald B. Vaden, Glenn H. Catalano, Michael W. Hultzapple
Hearing Site: Richmond, VA
| | Expungement |
| 10-02781 | 10/14/2011 | Claimant(s): Lina Palacio
Claimant Lawyers(s): Lina M. Palacio
Respondent(s): Raymond King, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Deborah A. Jackson
Hearing Site: Atlanta, GA
| | $15,000 |
| 10-03911 | 08/26/2011 | Claimant(s): Barbara Shimko, Joseph Shimko
Claimant Lawyers(s): John R. Kiefner
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Gordon G. Bowles, Jacquelyn M. Shannon, Lawrence Gray Sanders
Hearing Site: Tampa, FL
| | $0 |
| 05-02000 | 12/21/2007 | Claimant(s): Lewis Worms, Lewis E. and Corrine I. Worms Trust
Claimant Lawyers(s): Stephen H. Marcus
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Carolyn V. Quadt, Vincent J. Natoli, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
