| 07-03466 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kerrie Best
Respondent Lawyers(s): Kerrie L. Best
Arbitrator(s): James Clifton Stone, Michael F. Fetsch, Robert L. Smith
Hearing Site: Indianapolis, IN
| | |
| 08-01414 | 11/26/2008 | Claimant(s): Clarence Rinderle
Claimant Lawyers(s): Clarence G. Rinderle
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Gary P. Price
Hearing Site: Indianapolis, IN
|  | $325 |
| 07-00302 | 08/05/2008 | Claimant(s): Abdul Manjee, Azim Manjee, Nawab Manjee, Prince Manjee, Zeb Manjee, ARM-S Electric.
Claimant Lawyers(s): Greg A Adamski
Respondent(s): Craig Blue, Gregory Gilmore, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert H. Springer, Richard H. Potter, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
| 07-01691 | 05/20/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Dominic Lombardo
Respondent Lawyers(s): Dominic P. Lombardo
Arbitrator(s): Jay K. Buck
Hearing Site: Indianapolis, IN
| | |
| 07-02570 | 05/12/2008 | Claimant(s): Lewis Nigg
Claimant Lawyers(s): Bruce N. Munson
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Indianapolis, IN
| | $214 |
| 05-02564 | 11/20/2007 | Claimant(s): Basic Investors.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Arthur Pryor
Respondent Lawyers(s): Russell K. Bean
Arbitrator(s): F. Wesley Bowers, Sherrill Wm Colvin, James R. Cain
Hearing Site: Indianapolis, IN
| | $885,122 |
| 06-04226 | 11/20/2007 | Claimant(s): Richard Baker, Richard Baker IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Todd L. Barlow, Lawrence W. Arness, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | $696,360 |
| 06-04227 | 11/20/2007 | Claimant(s): Michael Gillespie, Michael Gillespie IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Lawrence W. Arness, Sherrill Wm Colvin, Richard J. LeDuc
Hearing Site: Indianapolis, IN
| | $737,630 |
| 06-04052 | 11/16/2007 | Claimant(s): John Ramsey
Claimant Lawyers(s): James P. Graven
Respondent(s): Edward Jones
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Beth Schmidt, Fred J. Naffziger, Stephen C. Cline
Hearing Site: Indianapolis, IN
| | $85,000 |
| 06-02189 | 11/14/2007 | Claimant(s): John Rauch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. Deprez
Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus
Hearing Site: Indianapolis, IN
| | $100,300 |
