| 09-02581 | 11/23/2009 | Claimant(s): Mitzi Gammill
Claimant Lawyers(s): Mitzi J. Gammill
Respondent(s): Don Friday, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
|  | Expungement |
| 08-03614 | 11/19/2009 | Claimant(s): James Jones
Claimant Lawyers(s): James M. Jones
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maxel (Bud) B. Silverberg, Kurt L. Smith, Russell H Hairston
Hearing Site: Dallas, TX
| | $0 |
| 09-00503 | 11/13/2009 | Claimant(s): Andrew Krynik
Claimant Lawyers(s): David C. Gunn
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
| | $18,039 |
| 07-01272 | 11/11/2009 | Claimant(s): Billy House, Curley Bernard, David Gallien, George Terry, Gordie Greening, Gregory Bonnett, Judy Casey, Linda Corley, Michael Gilcrease, Roger House
Claimant Lawyers(s): Lee Bowie
Respondent(s): ENTERED IN ERROR, Gregory Hildebrand, Peter Dahlstrom, Intersecurities.
Respondent Lawyers(s): Burton W. Wiand, Katherine C. Donlon, Lee Bowie
Arbitrator(s): Nicole T. LeBoeuf, James W. Kerr, Larry N. Quinn
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 08-02916 | 11/11/2009 | Claimant(s): Catherine Etheridge, Jeffrey Pollard, John Pollard, Mary Pollard, Mary Margaret Etheridge Custodial, Estate of Jane Thomason Pollard, Jeffrey Thomason Pollard IRA, Mary E. Pollard Contributory IRA
Claimant Lawyers(s): Henry Simpson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Maxel (Bud) B. Silverberg, Peter J. Conlon, Roland D. Freeman
Hearing Site: Dallas, TX
| | $0 |
| 09-02065 | 11/10/2009 | Claimant(s): Edward Napier
Claimant Lawyers(s): Edward C. Napier
Respondent(s): Chase Investment Services Corp., Steve Schulman
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
| | $24,339 |
| 08-03386 | 10/26/2009 | Claimant(s): Gene McCutchin
Claimant Lawyers(s): Robert L. Wright
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeff Abrams, Nicole T. LeBoeuf, Robert E. Behrendt
Hearing Site: Dallas, TX
| | $250 |
| 09-03248 | 10/19/2009 | Claimant(s): Amdas.
Claimant Lawyers(s): Abraham B. Medina
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Raul Antonio Canez
Hearing Site: Dallas, TX
| | $0 |
| 09-00253 | 10/02/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Gabrell Chambers
Respondent Lawyers(s): Gabrell Christian Chambers
Arbitrator(s): Kenneth D. Bingham, David B. Dyer, David R. Steckler
Hearing Site: Dallas, TX
| | |
| 09-01914 | 10/01/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Kelley Dean
Respondent Lawyers(s): Kelley Dean
Arbitrator(s): G. Dale McKissick
Hearing Site: Dallas, TX
| | |
