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FINRA Awards for Kelley Dean

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0191410/01/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Kelley Dean
Respondent Lawyers(s): Kelley Dean
Arbitrator(s): G. Dale McKissick
Hearing Site: Dallas, TX

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