| 12-02272 | 06/21/2013 | Claimant(s): Judith S. Primak Trust u/a DTD 7/15/82
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Harvey Frank, Jack L. Somers, Melissa B. VanDam
Hearing Site: Detroit, MI
|  | $0 |
| 12-02617 | 06/17/2013 | Claimant(s): Edward E. Schutt TTEE, June E. Schutt TTEE
Claimant Lawyers(s): June Schutt
Respondent(s): Bryan Solomon
Respondent Lawyers(s): Bryan Jeffery Solomon
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $213 |
| 11-04653 | 06/11/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Christopher Roumayeh
Respondent Lawyers(s): Christopher M. Roumayeh
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | |
| 12-00091 | 05/28/2013 | Claimant(s): Myron Kopin, Dr. Myron Kopin IRA
Claimant Lawyers(s): John Henke
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Hyman Schaffer, Jonathan D. Neerman, Tiffany Cinquemani
Arbitrator(s): John P. Gouttiere, Lee Hornberger, Lisa Sue Fildes
Hearing Site: Detroit, MI
| | $303,000 |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski
Claimant Lawyers(s): Christopher Grabowski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 11-02059 | 05/21/2013 | Claimant(s): Peter R. Hanson and Martha H. Hanson
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Barry Goldman, John F. Burns, Thomas Anthony Van Tiem
Hearing Site: Detroit, MI
| | Expungement |
| 11-04667 | 03/11/2013 | Claimant(s): Bethany Bedtelyon
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | Expungement |
| 11-01146 | 02/07/2013 | Claimant(s): Angela Fini-Ross
Claimant Lawyers(s): Patrick A. Guentner
Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President
Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick
Hearing Site: Detroit, MI
| | $400,375 |
| 10-00378 | 12/14/2012 | Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa
Hearing Site: Detroit, MI
| | |
| 11-03915 | 12/07/2012 | Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
