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FINRA Awards for L.P.

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Displaying 111-114 out of 114 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0124912/31/2008Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
08-0041809/10/2008Claimant(s): David Hargreaves
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): CUSO Financial Services, L.P., Financial Network Investment Corporation
Respondent Lawyers(s): Jonathan A. Boynton, Stephen E. Csajaghy
Arbitrator(s): Richard M. Reider, Arthur E. Otten, Peter G. Bowen
Hearing Site: Denver, CO
Checkmark Icon$0
06-0377604/22/2008Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
Checkmark Icon$0
04-0728411/07/2007Claimant(s): Leontina Rowe, Aurum Capital Partners, L.P.
Claimant Lawyers(s): William F. Dahill
Respondent(s): Sofia Frankel, Lehman Brothers Inc
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): George W. Fehling, Karimu F. Hill-Harvey, Renee La Verne Ross CFP
Hearing Site: New York, NY
Checkmark Icon$0

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