| 19-02415 | 02/04/2021 | Claimant(s): Mary Anne Cunney
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Amy Curley, Morgan Stanley, Raymond George
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile
Hearing Site: New York, NY
|  | $309,038 |
| 19-02706 | 02/06/2020 | Claimant(s): Charles Wu
Claimant Lawyers(s): Charles Wu
Respondent(s): Ferghana Securities.
Respondent Lawyers(s): William J. Kridel
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 18-03595 | 10/30/2019 | Claimant(s): Peter Volino
Claimant Lawyers(s): Edward Hernstadt
Respondent(s): Mirae Asset Securities (USA) Inc.
Respondent Lawyers(s): Dov Kesselman
Arbitrator(s): Elizabeth Gilbert, Angela A. Turiano, Elise I. Strauss
Hearing Site: New York, NY
| | |
| 18-02285 | 10/23/2019 | Claimant(s): John Juergens
Claimant Lawyers(s): Michael A. Zamat
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Elizabeth Gilbert, Peter E. Gillespie, Michael Andrew Rollin
Hearing Site: New York, NY
| | |
| 17-03190 | 07/03/2019 | Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
| | |
| 18-01548 | 09/19/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Christopher Callagy
Respondent Lawyers(s): Christopher Rice Callagy
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 17-03078 | 04/17/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Montaldo
Respondent Lawyers(s): Richard Frank Montaldo
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 17-02225 | 02/28/2018 | Claimant(s): Benjamin Anderson, Benjamin Lee Anderson Roth IRA TDA Cust
Claimant Lawyers(s): Benjamin L. Anderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $0 |
| 17-01521 | 12/15/2017 | Claimant(s): Grigoriy Muladzhanov
Claimant Lawyers(s): Grigoriy Muladzhanov
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
| 15-02100 | 10/20/2017 | Claimant(s): Folashade Ojediran
Claimant Lawyers(s): Folashade Ojediran
Respondent(s): Edward Rivadeneira, TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman
Hearing Site: New York, NY
| | |
