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FINRA Awards for Ted M. Rosen

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0528307/25/2012Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
Checkmark IconExpungement
10-0139501/20/2012Claimant(s): Anthony V. Possidente & Fonda Possidente
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Ted M. Rosen, Lincoln W. Craighead, Nunzio Garzino
Hearing Site: New York, NY
Checkmark IconExpungement
09-0602812/29/2011Claimant(s): Andrew Pritchard
Claimant Lawyers(s): Brendan J. O'Rourke
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Richard J. Rabin
Arbitrator(s): Ted M. Rosen, Stevan J. Bosses, James D. Siegel
Hearing Site: New York, NY

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