| 10-03514 | 10/27/2011 | Claimant(s): James Welsh
Claimant Lawyers(s): John R. Kiefner
Respondent(s): TD Ameritrade., Bellevue Chicago
Respondent Lawyers(s): Brent T. Starks, Justin Garbaccio
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, Jonathan H. Stein
Hearing Site: Tampa, FL
|  | $40,110 |
| 07-02226 | 07/05/2011 | Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
| | $4,118,020 |
| 10-01691 | 02/22/2011 | Claimant(s): Morton Wolverton
Claimant Lawyers(s): William T. Kirtley
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Langfred W. White, Brian G. Mooney, Michael R. Alford
Hearing Site: Tampa, FL
| | |
| 10-02327 | 01/20/2011 | Claimant(s): Richard Cain
Claimant Lawyers(s): Richard Y. Cain
Respondent(s): Wachovia Securities, Paul Ross
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | $0 |
| 08-04331 | 04/27/2010 | Claimant(s): Clifford Lee
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Langfred W. White, Robert Stephen Burns, Francis Joseph Bourgeois
Hearing Site: Tampa, FL
| | $0 |
| 07-01446 | 05/21/2008 | Claimant(s): Susan Greco, IRA
Claimant Lawyers(s): C. Richard Mancini
Respondent(s): Kovack Securities.
Respondent Lawyers(s): Scott A. Bassman
Arbitrator(s): John P. Cullem, Langfred W. White, Arthur J. Zelenak
Hearing Site: Tampa, FL
| | $91,815 |
