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FINRA Awards for Centaurus Financial.

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Displaying 51-55 out of 55 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0502309/19/2011Claimant(s): Darrell Huston
Claimant Lawyers(s): William F. Davis
Respondent(s): Valentino Scott, Centaurus Financial.
Respondent Lawyers(s): Dave Lenny
Arbitrator(s): Barbara M. Zak, John Alen DeRosa, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$42,477
10-0084708/02/2011Claimant(s): Linda Mellicker-Bhan
Claimant Lawyers(s): Nisha Wright
Respondent(s): David Klein, Centaurus Financial.
Respondent Lawyers(s): David Louis Klein, William D. Nelson
Arbitrator(s): James J. Moylan, Suanne M. Parro, Henry Eric Peitz
Hearing Site: Denver, CO
Checkmark Icon$220,466
09-0212104/18/2011Claimant(s): Carolyn Turner
Claimant Lawyers(s): Leo Federman
Respondent(s): Robert Osur, Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael R. Mitchell, Jerry Ellner, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
Checkmark Icon$0
10-0053601/07/2011Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
Checkmark Icon$213,486
09-0063404/14/2010Claimant(s): Joan Sharpless, J&J Trust
Claimant Lawyers(s): Stephen D. Phillabaum
Respondent(s): Ameriprise Financial Services., Centaurus Financial.
Respondent Lawyers(s): Courtney R. Reid, Shannon L. McDougald
Arbitrator(s): Jerome O. Cohen, Richard Lawrence Hinton, Stephen E. DeForest
Hearing Site: Seattle, WA
Checkmark Icon$58,800

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