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FINRA Awards for Bruce W. Bennett

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0469807/12/2013Claimant(s): Bentley Stanton
Claimant Lawyers(s): Gary Menzer
Respondent(s): Douglas Leone
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark IconExpungement
12-0011601/15/2013Claimant(s): Mark Kearsley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$213
11-0402312/21/2012Claimant(s): Peter Zervos
Claimant Lawyers(s): Randall C. Place
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce W. Bennett
Hearing Site: Columbia, SC
Checkmark IconExpungement
10-0521212/08/2011Claimant(s): William Brooks
Claimant Lawyers(s): Cary Ichter
Respondent(s): Wells Fargo Advisors, Lawrence Rule
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett
Arbitrator(s): Harry G. Mason, Bruce W. Bennett, James Roland Brumbelow
Hearing Site: Atlanta, GA
Checkmark Icon$214,100
10-0582612/01/2011Claimant(s): Debbie Houston, Laura Lett
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$130,300

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