Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01121 | 09/09/2015 | Claimant(s): Joseph Mizrahi, Joseph S. Mizrahi Trust DTD 06/04/1996 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy G. Harris Hearing Site: Los Angeles, CA |  | Expungement |
| 14-03382 | 08/18/2015 | Claimant(s): Robert O. Porter and Mary H. Porter Fami Claimant Lawyers(s): Robert A Prahl Respondent(s): Wells Fargo Advisors, Laheeb Karana Respondent Lawyers(s): Judy Louie Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA | | Expungement |
| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Judy Louie Respondent(s): Matthew Harrison Respondent Lawyers(s): Steven R. Rensch Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ | ||
| 13-02622 | 05/27/2015 | Claimant(s): HSH Family Trust U/A DTD 8/15/2011 Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Herbert Murez, Laurent C. Vonderweidt, Richard M. Norman Hearing Site: Los Angeles, CA | | Expungement |
| 14-01600 | 04/24/2015 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 13-01790 | 03/24/2015 | Claimant(s): Larry Davis and Barbara Davis, JTTEN Claimant Lawyers(s): Debra A. Jenks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert L. Agusto, Ronald A. Lavery, Michael I. White Hearing Site: Chicago, IL | | Expungement |
| 13-02754 | 02/23/2015 | Claimant(s): Rodolfo C. and Maria O. Del Real Family Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Wells Fargo Advisors, Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew R. Epstein, Sterling N. Frost, Gary H. Kahn Hearing Site: San Francisco, CA | | Expungement |
| 13-02537 | 10/01/2014 | Claimant(s): Steven Hall Claimant Lawyers(s): Steven H. Hall Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | | Expungement |
| 14-00161 | 08/12/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Annette Gres Shepherd Hearing Site: Los Angeles, CA | ||
| 14-00172 | 07/31/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |