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FINRA Awards for Morgan Keegan & Company

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0347904/08/2019Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sidney J. Wartel
Hearing Site: Miami, FL
18-0348204/02/2019Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
18-0348402/15/2019Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
18-0179901/15/2019Claimant(s): Jay Higgenbotham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL
17-0222112/18/2018Claimant(s): George Porter, George W. Porter, Jr., IRA, Porter Living Trust
Claimant Lawyers(s): Stephen D. Wadsworth
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
Checkmark Icon$221,663
18-0179112/17/2018Claimant(s): Peter Wright
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Daniel J. Pagnano
Hearing Site: New Orleans, LA
16-0138010/10/2018Claimant(s): Isaiah Warren, Mykiah Warren, Terrell Warren, Tyrell Warren, Frank William Warren, IV, The Estate of Frank Warren
Claimant Lawyers(s): Bob Wynne, James E. Shields
Respondent(s): Beatriz Cadena, Frances Moore, Morgan Keegan & Company
Respondent Lawyers(s): Robert J. Dressel
Arbitrator(s): Mary Elizabeth Skelnik, Daniel Patrick Hurley, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
18-0100805/25/2018Claimant(s): Matthew Lasko
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
14-0346707/14/2017Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Brent Yarbrough, Morgan Keegan & Company
Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown
Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier
Hearing Site: Dallas, TX
15-0313604/19/2017Claimant(s): Edina Allen, Robert Allen, Edina C. Allen Revocable Trust, Robert C. Allen Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Louise B. Zeuli, Raymond E. Cornelius, Robert Francis Roland
Hearing Site: Orlando, FL
Checkmark Icon$0

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