| 18-04020 | 03/08/2021 | Claimant(s): Richard Trust
Claimant Lawyers(s): Richard Trust
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson
Hearing Site: San Francisco, CA
|  | $298,400 |
| 20-03541 | 02/24/2021 | Claimant(s): Peter Nalewajk
Claimant Lawyers(s): Peter Nalewajk
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert Titus
Hearing Site: Providence, RI
| | $2,228 |
| 20-03360 | 02/03/2021 | Claimant(s): Gary Mass
Claimant Lawyers(s): Gary Mass
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano
Claimant Lawyers(s): Frank Cogliano
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | $25 |
| 20-02274 | 12/10/2020 | Claimant(s): Carlos Baena
Claimant Lawyers(s): Carlos E. Baena
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | $0 |
| 20-02296 | 12/10/2020 | Claimant(s): Dmytro Garazha
Claimant Lawyers(s): Dennis Moskal
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Diane Ciccone
Hearing Site: Wilmington, DE
| | $300 |
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman
Claimant Lawyers(s): Brian Levin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $35,416 |
| 18-00822 | 11/26/2019 | Claimant(s): Barbara DeMary, Joseph Ehritz, Lee DeMary, Leo Mazotas, Marianne Ehritz, Michael Simmons, Sid Haffener
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co.., Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon, James J. Vihstadt
Arbitrator(s): Sidney J. Wartel, Denise Morris Hammond, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | $0 |
| 18-03249 | 11/25/2019 | Claimant(s): Brian Toon, Joseph Sperber, Phyllis Schreiner, Ronda Montgomery
Claimant Lawyers(s): Joseph J. Sperber
Respondent(s): TD Ameritrade., E*Trade Securities LLC
Respondent Lawyers(s): James J. Vihstadt, Meredith Hoffman
Arbitrator(s): Ellen F. Kandell, Joseph J. Dougherty, Gerald S. Smith
Hearing Site: Baltimore, MD
| | $0 |
| 18-00253 | 08/29/2019 | Claimant(s): Sandra Althaus, Sandra Althaus IRA, Sandra Althaus Roth IRA, Sandra Althaus SEP IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon, David I. Levine, Michael Lancaster Garcia
Hearing Site: Reno, NV
| | $721,117 |
