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FINRA Awards for Jonathan M. Sterling

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Displaying 21-30 out of 58 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0182403/09/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Krista L. Elsasser
Arbitrator(s): Kevin R. Zehe
Hearing Site: Detroit, MI
20-0189303/01/2021Claimant(s): Chadwick Watson, Jeffrey Furniss
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
20-0115702/22/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
20-0216302/11/2021Claimant(s): Scott Smith
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
20-0185001/29/2021Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
20-0115112/16/2020Claimant(s): Daniel Wohl
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Erane C. Washington-Kendrick
Hearing Site: Detroit, MI
20-0158011/17/2020Claimant(s): Jeffrey Deboer
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
20-0103311/13/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI

58 Results

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